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7.1.A. - Page 72 , <br /> Notes to the Basic Financial Statements <br /> For the year ended June 30, 2014 <br /> NOTE 2 — CASH AND INVESTMENTS (CONTINUED) <br /> B. Risk Disclosures <br /> Interest Rate Risk. As a means of limiting its exposure to fair value losses arising from rising interest <br /> rates, the City's investment policy provides that final maturities of securities cannot exceed three years. <br /> Specific maturities of investments depend on liquidity needs. <br /> As of June 30, 2014, the City had the following cash and investments available for operations: <br /> Investment Maturities (in years) <br /> Fair Value 1 -2 Years 2 -3 Years 3 -4 Years <br /> $ $ $ $ <br /> Demand Accounts at Banks (3,614,370) (3,614,370) <br /> Certificates of Deposit 1,095,000 1,095,000 <br /> Petty Cash 11,360 11,360 <br /> County of San Mateo Investment Pool 51,116,230 51,116,230 <br /> California Local Agency Investment Fund 75,119,623 75,119,623 <br /> U.S. Agencies, Securities, and Corporate Notes: <br /> Federal Home Loan Bank 39,010,380 39,010,380 <br /> Federal National Mortgage Association 5,998,320 5,998,320 <br /> Federal Home Loan Mortgage Corporation 23,990,130 23,990,130 <br /> Federal Farm Credit 5,993,730 5,993,730 <br /> U.S. Treasury Securities <br /> TOTAL 198,720,403 123,727,843 11,992,050 63,000,510 <br /> Credit Risk — Defined as the risk of loss of value of an investment due to a downgrade of its rating or the <br /> failure or impairment of its issuer. Credit Risk shall be mitigated by investing in investment grade <br /> securities and by diversifying the investment portfolio so that failure of any one issue does not unduly <br /> harm the City's capital base and cash flow. In order to limit loss exposure due to Credit Risk, the <br /> investment policy limits purchases of commercial paper investments to those rated A -1 by Standard and <br /> Poor's or P -1 by Moody's Investor's Service, and corporate bonds to those rated A or better by Standard <br /> and Poor's or Moody's Investor's Service. <br /> Under the provisions of the City's investment policy, and in accordance with California Government Code, <br /> the following investments are authorized: <br /> Maximum Maximum <br /> Maximum Percentage of Investment in <br /> Authorized Investment Type Maturity Portfolio One Issuer <br /> Certificates of Deposit 1 year 7.50% $3 Million <br /> Banker's acceptances 180 days No limit $3 Million <br /> Treasury Bills, Notes and Bonds 3 years No limit No limit <br /> Government Agency Securities 3 years No limit No limit <br /> Commercial Paper 15 days No limit $1 Million <br /> Local Agency Investment Fund N/A No limit $40 Million <br /> Passbook Savings Accounts 1 year No limit $100,000 <br /> San Mateo County Investment Fund N/A No limit $40 Million <br /> Money Market /Mutual Funds N/A 10% No limit <br /> Corporate Notes 3 years 30% $5 Million <br /> 44 <br />