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AgdaPkt 2016-05-23 Closed, Joint SA and PFA
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AgdaPkt 2016-05-23 Closed, Joint SA and PFA
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Last modified
1/25/2017 11:36:55 AM
Creation date
5/19/2016 4:03:17 PM
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Template:
CC Index
CC Index - Document Type
Agenda Packet
Meeting Type
Joint
Agency Type
City Council and Successor Agency and Public Financing Authority
Date
5/23/2016
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6.3.B. - Page 14 <br /> The Disclosure Coordinator shall file the Annual Filing with the MSRB through EMMA by <br /> the deadline established by each continuing disclosure undertaking of the City. The Disclosure <br /> Coordinator shall exercise reasonable care to file the Annual Filing in the format and with the <br /> required identifying information, including applicable CUSIP numbers for the City's bonds. <br /> Listed Event Notices <br /> The list of Listed Events applicable to continuing disclosure undertakings executed on or <br /> after December 1, 2010 is attached hereto as Exhibit A. Listed Events are required to be filed <br /> with EMMA within 10 business days following their occurrence. <br /> The Disclosure Coordinator shall request in writing that the City Manager, City Attorney <br /> and ACM/ASD notify the Disclosure Coordinator immediately after learning of any Listed Event, <br /> regardless of materiality, and repeat such request in a quarterly reminder. <br /> The Disclosure Coordinator shall consult with disclosure counsel and the City Attorney to <br /> determine if a Listed Event is material, if materiality is a requirement. <br /> The ACM/ASD and City Attorney shall promptly review and approve or comment on the <br /> Listed Event notice. The Disclosure Coordinator shall incorporate such comments into the <br /> Listed Event notice to be filed with EMMA. The Disclosure Coordinator shall not file the Listed <br /> Event notice until it is approved by the City Attorney, unless the Listed Event notice (a) gives <br /> notice of a rating change, bond call, or defeasance or (b) such approval has not been received <br /> by the applicable filing deadline (10 business days). <br /> The Disclosure Coordinator shall file the Listed Event notice with the MSRB through <br /> EMMA within 10 business days or, if the facts cannot be correctly and fairly described by the <br /> deadline, then as soon thereafter as possible. The Disclosure Coordinator shall exercise <br /> reasonable care to file the Listed Event notice in the format and with the identifying information <br /> required by the Disclosure Agreements, including CUSIP numbers for the applicable bonds of <br /> the City. <br /> Page 9 of 11 <br />
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