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aggregate. A bond consultant endorsement to the policy contains specific <br />exclusions and is attached hereto. <br />(ix) any legal or disciplinary event that is (a) material to the client's evaluation of the <br />municipal advisor or the integrity of its management or advisory personnel; (b) disclosed <br />by the municipal advisor on the most recent Form MA filed with the Commission; or (c) <br />disclosed by the municipal advisor on the most recent Form MA -I filed with the <br />Commission regarding any individual actually engaging in or reasonably expected to <br />engage in municipal advisory activities in the course of the engagement. If a municipal <br />advisor has disclosed a legal or disciplinary event on any form referenced in section (b) <br />or (c) of this rule, the advisor must provide the client with a copy of the relevant sections <br />of the form or forms. If a municipal advisor concludes that it has no material conflicts of <br />interest, the municipal advisor must provide written documentation to the client to that <br />effect. <br />• William Euphrat Municipal Finance, Inc. has not been subject to any legal <br />or disciplinary events. <br />REV: 12-07-16 JS <br />ATTY/AGR/2016.324 EUPHRAT PFA WATER BOND REFUNDING 2017 <br />Page 13 of 14 <br />