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AgdaPkt 2017-01-23 Closed and Joint
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AgdaPkt 2017-01-23 Closed and Joint
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Last modified
1/24/2017 10:22:46 AM
Creation date
1/19/2017 3:58:58 PM
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Template:
CC Index
CC Index - Document Type
Agenda Packet
Meeting Type
Joint
Agency Type
City Council and Successor Agency and Public Financing Authority
Date
1/23/2017
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<br />D-1 <br />EXHIBIT D <br /> <br />FORM OF REOFFERING PRICE CERTIFICATE <br /> <br />(TO BE DELIVERED BY THE PURCHASER AS DESCRIBED IN THE OFFICIAL NOTICE OF <br />SALE UNDER “CERTIFICATION OF REOFFERING PRICE”) <br />$______________ <br />City of Redwood City Public Financing Authority <br />Water Revenue Refunding Bonds, <br />Series 2017 <br /> <br /> <br />CERTIFICATE OF UNDERWRITER <br /> <br /> <br />The undersigned, on behalf of ___________________, as underwriter (the <br />“Underwriter”) of the above-captioned bonds (the “Bonds”), hereby certifies and represents that: <br /> <br />(i) Based upon reasonable expectations and actual facts that existed on ____, <br />2015, being the date upon which the City of Redwood City Public Financing Authority (the <br />“Issuer”) sold the Bonds to the Underwriter (the “Sale Date”), the Underwriter reasonably <br />expected that the first prices at which a substantial amount of each maturity of the Bonds (being <br />at least 10% of each maturity) would be offered and sold to the general public (excluding bond <br />houses, brokers or similar persons or organizations acting in the capacity of underwriters or <br />wholesalers) (the “General Public”) in a bona fide public offering at the prices, or in the case of <br />obligations sold on a yield basis, at the respective yields set forth in Attachment A attached <br />hereto and by this reference incorporated herein and shown on the cover or inside cover of the <br />Official Statement (together the “Initial Offering Prices”). <br /> <br />(ii) The aggregate of the Initial Offering Prices is $____________________. <br /> <br />(iii) The Initial Offering Prices of the Bonds of each maturity (and stated interest rate) <br />reflected the assessment by the Underwriter of not more than the fair market prices of the <br />Bonds as of the Sale Date and such offering prices were established by a bona fide public <br />offering by the Underwriter to the General Public. <br /> <br />(iv) As of the date hereof, 100% of the Bonds of each maturity were actually offered <br />to the general public in a bona fide public offering for the Initial Offering Prices, and the <br />Underwriter did not hold back any portion of any maturity of the Bonds for itself or any of its <br />affiliates for the purpose of selling the same at a price in excess of the prices set forth for such <br />maturity of the Bonds in Attachment A. <br /> <br />(v) As of the Sale Date, the Underwriter, taking into account market conditions, had <br />no reason to believe any of the Bonds would be initially sold to the general public at prices <br />greater than the Initial Offering Prices. <br /> <br />(vi) As of the Sale Date, at least 10% of the principal amount of each maturity of the <br />Bonds initially was sold at the respective Initial Offering Price for that maturity shown in <br />Attachment A. <br /> <br />8.C. - Page 210
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