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AgdaPkt 2017-09-25 Closed and Joint SA PFA
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AgdaPkt 2017-09-25 Closed and Joint SA PFA
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Last modified
9/26/2017 8:58:20 AM
Creation date
9/21/2017 12:45:28 PM
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Template:
CC Index
CC Index - Document Type
Agenda Packet
Meeting Type
Joint
Agency Type
City Council and Successor Agency and Public Financing Authority
Date
9/25/2017
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CITY OF REDWOOD CITY <br />INVESTMENT POLICY <br /> draft update: 8/28/17 6 <br />The City may invest in the LAIF established by the State Treasurer for the benefit of local <br />agencies up to the maximum permitted under its rules. The aggregate investment in such <br />securities shall not exceed $65 million per account. <br /> <br />D. SAN MATEO COUNTY POOL – Maximum $50M <br />The City may invest in the San Mateo County Pool established by the San Mateo County <br />Treasurer for the benefit of local agencies (as established in California Code Section 53684). The <br />aggregate investment in such securities shall not exceed $50 million. <br /> <br /> <br />E. State and Local Agency Bonds – Maximum 20% <br />Registered state warrants or treasury notes or bonds of this state, including bonds payable <br />solely out of the revenues from a revenue-producing property owned, controlled, or operated <br />by the state or by a department, board, agency, or authority of the state. <br /> <br />Registered treasury notes or bonds of any of the other 49 states in addition to California, <br />including bonds payable solely out of the revenues from a revenue-producing property owned, <br />controlled, or operated by a state or by a department, board, agency, or authority of any of the <br />other 49 states, in addition to California. <br /> <br />Bonds, notes, warrants, or other evidences of indebtedness of a local agency within this state, <br />including bonds payable solely out of the revenues from a revenue-producing property owned, <br />controlled, or operated by the City, or by a department, board, agency, or authority of the City. <br /> <br />Securities eligible for investment under this section must be rated in a rating category of “A” or <br />its equivalent or better by a NRSRO. No more than 5% of the portfolio may be invested in a <br />single issuer. The aggregate investment in such securities shall not exceed 20% of the City’s total <br />portfolio. <br /> <br />F. Money Market and Mutual Funds – Maximum 20% <br />(1) Shares of beneficial interest issued by diversified management companies that invest in the <br />securities and obligations as authorized by California Government Code section 53601 <br />subdivisions (a) to (k), inclusive, and subdivisions (m) to (q), inclusive, and that comply with the <br />investment restrictions of this article and Article 2 (commencing with Section 53630). If <br />investment is in shares issued pursuant to this paragraph, the company shall have met either of <br />the following criteria: <br />(A) Attained the highest ranking or the highest letter and numerical rating provided by <br />not less than two NRSROs. <br />(B) Retained an investment adviser registered or exempt from registration with the <br />Securities and Exchange Commission with not less than five years’ experience investing <br />in the securities and obligations authorized by California Government Code section <br />53601 subdivisions (a) to (k), inclusive, and subdivisions (m) to (q), inclusive, and with <br />assets under management in excess of five hundred million dollars ($500,000,000). <br /> <br />(2) Shares of beneficial interest issued by diversified management companies that are money <br />market funds registered with the Securities and Exchange Commission under the Investment <br />6.1.B. - Page 32
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