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6.B. - Page 34 of 39
<br />REDWOOD CITY
<br />For the Quarter Ended September 30, 2019
<br />Portfolio Holdings
<br />Managed Account Detail of Securities Held
<br />Security Type/Description S&P Moody's Trade Settle Original YTM Accrued Amortized Market
<br />Dated Date/Coupon/Maturity CUSIP Par Rating Rating Date Date Cost at Cost Interest Cost Value
<br />Corporate Note
<br />90275DHG8 2,110,000.00 A-1 P-1
<br />DTD 03/06/2018 2.900% 03/02/2020
<br />2.93
<br />CANADIAN IMP BK COMM NY FLT
<br />13606BVFO 1,410,000.00 A-1 P-1
<br />CERT DEPOS
<br />4/6/2018
<br />DTD 04/10/2018 2.410% 04/10/2020
<br />1,410,000.00
<br />BANK OF MONTREAL CHICAGO CERT
<br />06370REU9 2,450,000.00 A-1 P-1
<br />HOME DEPOT INC CORP NOTES
<br />437076AZ5
<br />575,000.00
<br />A
<br />A2
<br />4/3/2018
<br />4/5/2018
<br />564,075.00
<br />3.11
<br />7,762.50
<br />567,161.99
<br />591,856.13
<br />DTD 04/05/2013 2.700% 04/01/2023
<br />ORACLE CORP (CALLABLE) NOTE
<br />68389XBL8
<br />1,465,000.00
<br />A+
<br />Al
<br />5/30/2019
<br />5/31/2019
<br />1,449,690.75
<br />2.66
<br />1,562.67
<br />1,450,846.56
<br />1,483,095.68
<br />DTD 07/07/2016 2.400% 09/15/2023
<br />PFIZER INC CORP NOTES
<br />717081ES8
<br />2,070,000.00
<br />AA-
<br />Al
<br />4/2/2019
<br />4/4/2019
<br />2,095,316.10
<br />2.68
<br />2,714.00
<br />2,092,970.29
<br />2,150,711.37
<br />DTD 03/11/2019 2.950% 03/15/2024
<br />BLACKROCK INC CORP NOTES
<br />09247XAL5
<br />2,080,000.00
<br />AA-
<br />Aa3
<br />5/30/2019
<br />5/31/2019
<br />2,173,912.00
<br />2.50
<br />2,628.89
<br />2,167,788.42
<br />2,221,067.68
<br />DTD 03/18/2014 3.500% 03/18/2024
<br />JP MORGAN CHASE BANK CORP
<br />46625HJX9
<br />1,600,000.00
<br />A-
<br />A2
<br />8/28/2019
<br />8/30/2019
<br />1,714,256.00
<br />2.02
<br />22,233.33
<br />1,712,271.70
<br />1,694,523.20
<br />NOTE
<br />DTD 05/13/2014 3.625% 05/13/2024
<br />WALT DISNEY COMPANY/THE
<br />254687FK7
<br />1,615,000.00
<br />A
<br />A2
<br />9/3/2019
<br />9/6/2019
<br />1,608,410.80
<br />1.84
<br />1,962.67
<br />1,608,498.62
<br />1,599,085.79
<br />DTD 09/06/2019 1.750% 08/30/2024
<br />Security Type Sub -Total
<br />35,840,000.00
<br />36,374,970.35
<br />2.49
<br />242,217.55
<br />36,142,246.09
<br />36,582,186.31
<br />Certificate of Deposit
<br />UBS AG STAMFORD CT LT CD
<br />90275DHG8 2,110,000.00 A-1 P-1
<br />DTD 03/06/2018 2.900% 03/02/2020
<br />2.93
<br />CANADIAN IMP BK COMM NY FLT
<br />13606BVFO 1,410,000.00 A-1 P-1
<br />CERT DEPOS
<br />4/6/2018
<br />DTD 04/10/2018 2.410% 04/10/2020
<br />1,410,000.00
<br />BANK OF MONTREAL CHICAGO CERT
<br />06370REU9 2,450,000.00 A-1 P-1
<br />DEPOS
<br />1,412,700.15
<br />DTD 08/03/2018 3.190% 08/03/2020
<br />8/3/2018
<br />3/2/2018
<br />3/6/2018
<br />2,110,000.00
<br />2.93
<br />4,759.22
<br />2,110,000.00
<br />2,118,589.81
<br />4/6/2018
<br />4/10/2018
<br />1,410,000.00
<br />2.78
<br />8,899.97
<br />1,410,000.00
<br />1,412,700.15
<br />8/1/2018
<br />8/3/2018
<br />2,450,000.00
<br />3.23
<br />12,374.54
<br />2,450,000.00
<br />2,470,798.05
<br />CREDIT AGRICOLE CIB NY CERT 22535CDU2 1,410,000.00 A+ Aa3 4/3/2019 4/4/2019 1,410,000.00 2.85 19,951.50 1,410,000.00 1,424,568.12
<br />DEPOS
<br />DTD 04/04/2019 2.830% 04/02/2021
<br />ROYAL BANK OF CANADA NY CD 78012UEE1 1,410,000.00 AA- Aa2 6/7/2018 6/8/2018 1,410,000.00 3.24 14,466.60 1,410,000.00 1,443,708.87
<br />DTD 06/08/2018 3.240% 06/07/2021
<br />PFM Asset Management LLC
<br />
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