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S.B. -Page 40 of 59
<br />For the Quarter Ended December 31, 2019
<br />REDWOOD CITY Portfolio Holdings
<br />Managed Account Detail of Securities Held
<br />Security Type/Description S&P Moody's Trade Settle Original YTM Accrued Amortized Market
<br />Dated Date/Coupon/Maturity CUSIP Par Rating Rating Date Date Cost at Cost Interest Cost Value
<br />Corporate Note
<br />13606BVFO 1,410,000.00 A-1
<br />P-1
<br />CERT DEPOS
<br />7,832.88
<br />1,410,000.00
<br />DTD 04/10/2018 2.234% 04/10/2020
<br />BANK OF MONTREAL CHICAGO CERT
<br />06370REU9 2,450,000.00 A-1
<br />P-1
<br />HOMEDEPOT INC CORP NOTES
<br />437076AZ5
<br />575,000.00
<br />A
<br />A2
<br />&/3/2018A4/5/2018
<br />CREDIT AGRICOLE CIB NY CERM
<br />564,075.00
<br />3.11
<br />3,881.25
<br />567,696.23
<br />589,825.80
<br />DTD 04/05/2013 2.700% 04/01/2023
<br />ROYAL BANK OF CANADA NY CD
<br />78012UEE1 1,410,000.00 AA-
<br />Aa2
<br />DTD 06/08/2018 3.240% 06/07/2021
<br />ORACLE CORP (CALLABLE) NOTE
<br />68389XBL8
<br />1,465,000.00
<br />A+
<br />Al
<br />5/30/2019
<br />5/31/2019
<br />1,449,690.75
<br />2.66
<br />10,352.67
<br />1,451,699.85
<br />1,489,465.50
<br />DTD 07/07/2016 2.400% 09/15/2023
<br />PFIZER INC CORP NOTES
<br />717081ES8
<br />2,070,000.00
<br />AA-
<br />Al/4/2019
<br />2,095,316.10
<br />2.68
<br />17,980.25
<br />2,091,742.82
<br />2,149,893.72
<br />DTD 03/11/2019 2.950% 03/15/2024
<br />BLACKROCK INC CORP NOTES
<br />09247XAL5
<br />2,080,000.00
<br />AA-
<br />Aa3
<br />5/30/2019
<br />5/31/2019
<br />2,173,912.00
<br />2.50
<br />20,828.89
<br />2,163,113.95
<br />2,212,970.24
<br />DTD 03/18/2014 3.500% 03/18/2024
<br />JP MORGAN CHASE BANK CORP
<br />46625HJX9
<br />1,600,000.00
<br />A-
<br />A2
<br />8/28/2019
<br />8/30/2019
<br />1,714,256.00
<br />2.02
<br />7,733.33
<br />1,706,465.68
<br />1,696,179.20
<br />NOTE
<br />DTD 05/13/2014 3.625% 05/13/2024
<br />WALT DISNEY COMPANY/THE
<br />254687FK7
<br />1,615,000.00
<br />A
<br />A2
<br />9/3/2019
<br />9/6/2019
<br />1,608,410.80
<br />1.84
<br />9,028.30
<br />1,608,814.81
<br />1,602,745.38
<br />DTD 09/06/2019 1.750% 08/30/2024
<br />Security Type Sub -Total
<br />Certificate of Deposit
<br />33,250,000.00 33,818,553.05 2.48 278,887.43 33,525,478.02 33,976,059.05
<br />CANADIAN IMP BK COMM NY FLT
<br />13606BVFO 1,410,000.00 A-1
<br />P-1
<br />CERT DEPOS
<br />7,832.88
<br />1,410,000.00
<br />DTD 04/10/2018 2.234% 04/10/2020
<br />BANK OF MONTREAL CHICAGO CERT
<br />06370REU9 2,450,000.00 A-1
<br />P-1
<br />DEPOS
<br />2,466,660.00
<br />8/1/2018
<br />DTD 08/03/2018 3.190% 08/03/2020
<br />2,450,000.00
<br />1,441,252.65
<br />CREDIT AGRICOLE CIB NY CERM
<br />22535CDU2 1,410,000.00 A+
<br />Ala
<br />DEPOS
<br />2,105,000.00
<br />2,108,429.05
<br />DTD 04/04/2019 2.830% 04/02/2021
<br />ROYAL BANK OF CANADA NY CD
<br />78012UEE1 1,410,000.00 AA-
<br />Aa2
<br />DTD 06/08/2018 3.240% 06/07/2021
<br />NORDEA BANK ABP NEW YORK CERT 65558TLL7 2,105,000.00 AA- Aa3
<br />DEPOS
<br />DTD 08/29/2019 1.850% 08/26/2022
<br />PFM Asset Management LLC
<br />/6/2018
<br />/10/2018
<br />1,410,000.00
<br />2.78
<br />7,832.88
<br />1,410,000.00
<br />1,411,435.38
<br />3.23
<br />32,347.49
<br />2,450,000.00
<br />2,466,660.00
<br />8/1/2018
<br />8/3/2018
<br />2,450,000.00
<br />4/4/2019
<br />1,410,000.00
<br />2.85
<br />30,148.93
<br />1,410,000.00
<br />1,424,410.20
<br />6/7/2018 6/8/2018
<br />1,410,000.00
<br />3.24
<br />3,045.60
<br />1,410,000.00
<br />1,441,252.65
<br />8/27/2019 8/29/2019
<br />2,105,000.00
<br />1.87
<br />13,521.70
<br />2,105,000.00
<br />2,108,429.05
<br />
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