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REV: 11-22-23 MI <br />Upload Notices of Occurrence of Listed Events and supplemental continuing <br />disclosure reports to EMMA, or the currently recognized public repository. <br />Provide confirmation of the date and time of the posting. <br />6. Investor Support <br />Present a unified message to the municipal market. <br />Consultant will respond to investor calls either directly or after consultation with <br />City staff. <br />Investor call support. <br />7. Ongoing Regulatory Education <br />Ensure communication with the secondary market meets current regulatory <br />requirements and is mindful of enforcement actions and investor concerns. <br />Consultant will monitor information releases from CDIAC, the SEC and the <br />MSRB regarding enforcement actions and regulatory changes. If requested, <br />Consultant will review draft continuing disclosure documents for new issues. <br />Upon request. <br />8. Consultant will rely on being able to obtain the following information from the City in <br />order to efficiently provide continuing disclosure services: <br />Financial and operating information, including but not limited to: bond <br />documentation, communications with CDIAC, adopted budget, audited and <br />unaudited financial statements (if audited financials are not available), bank <br />statements/transactional data, and current fund balances. <br />Timely review of draft continuing disclosure report. <br />Authorization to disseminate continuing disclosure report and file CDIAC <br />Report. <br />All information relating to any change to the credit ratings or the occurrence of <br />Listed Events as identified in the Continuing Disclosure Agreement within three <br />business days from the date of occurrence of such event. <br />All ratings reports sent to the City by any rating agencies. Authorization for <br />Rating Agencies, Trustees, and any other third parties to send information <br />directly to Consultant. <br />Arbitrage Rebate <br />1. Define Compliance Needs and Provide Implementation Schedule <br />Obtain bond documents, prior reports, and transactional data necessary to <br />prepare and document arbitrage rebate liabilities. <br />Consultant will review the bond documents and prior reports, determine if any <br />special elections were made at issue, and verify the exceptions to rebate have <br />been properly applied. <br />ATTY/AGR.2023.232/Willdan Financial Services (Willdan Financial Services) (Page 17 of 22)