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ATTY/RESO.0020/CC RESO APPROVING AMENDMENTS TO HPP GUIDELINES – EXHIBIT A
<br />REV: 05-04-26 LF
<br />Page 20 of 21
<br />b. Is the applicant currently a party to, or been notified that it may become a party,
<br />to any civil litigation that may materially and adversely affect the financial
<br />condition of the applicant’s business or project in this application?
<br />
<br />c. Have there been any administrative or civil settlements, decisions, or
<br />judgements against the applicant within the past 10 years that materially and
<br />adversely affected the financial condition of the applicant’s business or project
<br />in this application?
<br />
<br />d. Is the applicant currently subject to, or been notified that it may become subject
<br />to, any civil or administrative proceeding, examination, or investigation by a
<br />local, state, or federal licensing or accreditation agency, a local, state, federal
<br />taxing authority, or a local, state, or federal regulatory or enforcement agency?
<br />
<br />e. In the past 10 years, has the applicant been subject to any civil or
<br />administrative proceeding, examination, or investigation by a local, state, or
<br />federal licensing or accreditation agency, a local, state, or federal taxing
<br />authority, or a local, state, or federal regulatory or enforcement agency that
<br />resulted in a settlement, decision, or judgement?
<br />f. Is the applicant currently a party to, or the subject of, or been notified that it
<br />may become a party to or the subject of, any criminal litigation, proceeding,
<br />charge, complaint, examination or investigation, of any kind, involving, or that
<br />could result in felony charges against the applicant?
<br />
<br />g. Is the applicant currently a party to, or the subject of, or been notified that it
<br />may become a party to or the subject of, any criminal litigation, proceeding,
<br />charge, complaint, examination or investigation, of any kind, involving, or that
<br />could result in misdemeanor charges against the applicant for matters relating
<br />to the conduct of the applicant’s business?
<br />
<br />h. Is the applicant currently a party to, or the subject of, or been notified that it
<br />may become a party to or the subject of, any criminal litigation, proceeding,
<br />charge, complaint, examination or investigation, of any kind, involving, or that
<br />could result in criminal charges against the applicant for any financial or fraud
<br />related crime?
<br />
<br />i. Is the applicant currently a party to, or the subject of, or been notified that it
<br />may become a party to or the subject of, any criminal litigation, proceeding,
<br />charge, complaint, examination or investigation, of any kind, involving, or that
<br />could result in criminal charges against the applicant that could affect the
<br />financial condition of the applicant’s business?
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